Dos and Don’ts for Investors

SEBI Registration Verification

Always verify SEBI registration at: SEBI Official Website

Do’s

• Always deal with SEBI registered Research Analyst.
• Ensure that the Research Analyst has a valid registration certificate.
• Check for SEBI registration number. Refer to the list of SEBI registered Research Analysts available on the SEBI website.
• Always pay attention towards disclosures made in research reports before investing.
• Pay your Research Analyst through banking channels only and maintain signed receipts. You may also pay through Centralized Fee Collection Mechanism (CeFCoM) of RAASB if opted.
• Check research recommendations before buying/selling securities or applying for public offers.
• Ask questions and clear doubts with your Research Analyst before acting on recommendations.
• Seek guidance especially for complex and high-risk financial products.
• You have the right to stop availing services as per agreed terms.
• You have the right to provide service feedback.
• You are not bound by any clause that violates regulatory provisions.
• Inform SEBI if any Research Analyst offers assured or guaranteed returns.

Don’ts

• Do not provide funds for investment to the Research Analyst.
• Do not fall prey to misleading advertisements or market rumors.
• Do not get attracted to limited period discounts, incentives, or gifts.
• Do not share trading, demat, or banking login credentials with the Research Analyst.